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Administrative proceeding
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951	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 06:15:09 United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Financial regulation OTC Markets Group Finance Government SEC filings United States securities law 73rd United States Congress
952	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:20 Security Securities Act Financial economics Financial regulation Investment United States securities law Stock market United States Securities and Exchange Commission
953	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]July 24, 2014 Administrative Proceeding Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-24 10:24:31 Financial economics United States housing bubble Mortgage-backed security Economics Mortgage industry of the United States Asset-backed security Securitization Residential mortgage-backed security Mortgage loan Fixed income securities Structured finance Finance
954	INITIAL DECISION RELEASE NO. 643 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-29 13:21:47 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Security Finance Financial regulation SEC filings Government Securities Exchange Act
955	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA In the matter of Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:30 Investment Financial economics Investment Advisor Business Registered representative Federal Reserve System Money Registered Investment Advisor Finance United States securities law Financial adviser
956	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN TUE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:10
957	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COI\IIMISSIONER OF SOUTH CAROLINA lN THE MATIER OF: Bruce Rogers, Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:07
958	.. ADMINISTRATIVE PROCEEDING .BEFORE THE SECURITIES COMMISSIONER OF SOllTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2013-09-16 15:16:02 Financial regulation Cease and desist Securities Act Law
959	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-05-07 11:07:26 New Deal Securities Act Financial regulation Economy of the United States United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
960	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 06:14:43 Government Form 20-F Securities and Exchange Commission Form 10-Q U.S. Securities and Exchange Commission OTC Markets Group Financial regulation Politics of the United States SEC filings Form 10-K Securities Exchange Act

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